DFX Intelligence

M•••••• D•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

M•••••• D•••• P•••••••

Advisor at H•••••• W••••• M••••••••• G••••• I•••

DANIEL ISLAND, SC

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Search this name across graphsid dfx:ria:d4f1a55a-33b2-356a-7444-f6a6b632e76e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• M••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• M••••••••• G••••• I•••	Independent wealth	Jun 9, 2021	n/a	yes	DANIEL ISLAND, SC	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 27, 2012	Aug 6, 2021	no	MT. PLEASANT, SC\|MT. PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	H•••••• W••••• M••••••••• G••••• I•••	Aug 6, 2021	Jun 9, 2021	-58	Firm change after gap	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• J•••• • A••••••••• I•••	Feb 28, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:314496:SC:2021-08-03	Aug 6, 2021	Jun 9, 2021	MT PLEASANT, SC	Firm change after gap

Relationships

Registered with (3)

→ H•••••• W••••• M••••••••• G••••• I•••Registered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2012 to Aug 6, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 24, 2005 to Feb 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4f1a55a-33b2-356a-7444-f6a6b632e76e
First observed: Mar 24, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.