DFX Intelligence

T••••• A•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

T••••• A•••••• S••••••••

Advisor at H•••••• I••••••••• S•••••••• L••

OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:d4f35029-2ab7-0b1c-6c30-ba71da9a42d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• S•••••••• L••	Independent wealth	Aug 31, 2022	n/a	yes	OAKBROOK TERRACE, IL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Nov 9, 1999	Jul 6, 2017	no	SHOREWOOD, IL\|SHOREWOOD, IL\|SHOREWOOD, IL\|OAKBROOK TERRACE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	H•••••• I••••••••• S•••••••• L••	Jul 6, 2017	Aug 31, 2022	1,882	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 31, 2022 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Nov 9, 1999 to Jul 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4f35029-2ab7-0b1c-6c30-ba71da9a42d5
First observed: Nov 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.