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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

ERNEST J REYES

Advisor at CENTAURUS FINANCIAL, INC.

UPLAND, CA | COVINA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Nov 5, 1990
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: ERNIE REYES|ERNEST JONATHAN REYES|ERNEST REYES
IAPD individual key: 1751604

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Dec 19, 2016	n/a	yes	UPLAND, CA\|COVINA, CA	Current employment
WHJR ASSOCIATES	Former SEC adviser	Jul 11, 2014	Dec 20, 2016	no	COVINA, CA\|CAMPBELL, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 13, 2013	Jul 9, 2014	no	COVINA, CA\|ATLANTA, GA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 18, 2008	Feb 5, 2013	no	San Francisco, CA\|CAMPBELL, CA	Previous registration
WHJR ASSOCIATES	Former SEC adviser	Dec 17, 2008	May 14, 2013	no	COVINA, AR	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Feb 4, 2008	Dec 23, 2008	no	COVINA, CA\|FOLSOM, CA	Previous registration
WHJR ASSOCIATES	Former SEC adviser	Apr 14, 2000	Feb 12, 2008	no	COVINA, CA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 8, 1997	Feb 13, 2008	no	COVINA, CA\|COVINA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHJR ASSOCIATES	CENTAURUS FINANCIAL, INC.	Dec 20, 2016	Dec 19, 2016	-1	Firm change	Other
FSC SECURITIES CORPORATION	WHJR ASSOCIATES	Jul 9, 2014	Jul 11, 2014	2	Firm change	Other
WHJR ASSOCIATES	OSAIC WEALTH, INC.	May 14, 2013	Dec 18, 2008	-1,608	Firm change after gap	Other
OSAIC WEALTH, INC.	FSC SECURITIES CORPORATION	Feb 5, 2013	May 13, 2013	97	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	WHJR ASSOCIATES	Dec 23, 2008	Dec 17, 2008	-6	Firm change	Other
OSAIC WEALTH, INC.	WHJR ASSOCIATES	Feb 13, 2008	Apr 14, 2000	-2,861	Firm change after gap	Other
WHJR ASSOCIATES	BRECEK & YOUNG ADVISORS, INC.	Feb 12, 2008	Feb 4, 2008	-8	Firm change	Other

Relationships

Registered with (5)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
Dec 19, 2016 to presentfactForm ADV
→ WHJR ASSOCIATESRegistered adviserregistration: previous registration
Jul 11, 2014 to Dec 20, 2016factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 13, 2013 to Jul 9, 2014factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 18, 2008 to Feb 5, 2013factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Feb 4, 2008 to Dec 23, 2008factForm ADV

Dated events

No dated event names this entity yet.