DFX Intelligence

M•••••• G• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• G• H•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

COLUMBUS, NE

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Search this name across graphsid dfx:ria:d4fd996a-0132-948a-d80a-a122bde0fccd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 20, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 26, 2026	n/a	yes	COLUMBUS, NE	Current employment
E••••••••• W••••• A•••••••• L••	Independent wealth	May 5, 2025	Aug 20, 2025	no	Englewood, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P••••••••• L••	E••••••••• W••••• A•••••••• L••	Sep 25, 2025	May 5, 2025	-143	Firm change after gap	RIA to RIA
E••••••••• W••••• A•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Aug 20, 2025	Feb 26, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
317053:286340:CO:2025-09-25	Sep 25, 2025	May 5, 2025	ENGLEWOOD, CO	Firm change after gap

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ A•••• P••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2024 to Sep 25, 2025factForm ADV
→ E••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 5, 2025 to Aug 20, 2025factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4fd996a-0132-948a-d80a-a122bde0fccd
First observed: Mar 20, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.