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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | LAFAYETTE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Oct 24, 2019 | n/a | yes | LAFAYETTE, IN|MORRISTOWN, NJ | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 5, 2009 | Dec 31, 2019 | no | WEST LAFAYETTE, IN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 21, 2003 | Jul 31, 2012 | no | WEST LAFAYETTE, IN | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Aug 20, 2001 | Jul 24, 2003 | no | LAFAYETTE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | PRIVATE ADVISOR GROUP, LLC | Dec 31, 2019 | Oct 24, 2019 | -68 | Firm change after gap | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Jul 31, 2012 | May 5, 2009 | -1,183 | Firm change after gap | Other |
| WALNUT STREET ADVISERS INC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jul 24, 2003 | Jul 21, 2003 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:155216:IN:2019-12-31 | Dec 31, 2019 | Oct 24, 2019 | WEST LAFAYETTE, IN | Firm change after gap |