DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• T•••••••••
DANVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• T••••••••• | I•••••••••_WEALTH | Sep 16, 2025 | n/a | yes | DANVILLE, CA | Current employment |
| M•••••• M•••••••• F•••••••• M••••••••• I••• | n/a | Mar 10, 2017 | Mar 19, 2024 | no | PLEASANT HILL, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• M•••••••• F•••••••• M••••••••• I••• | F•••••••• T••••••••• | Mar 19, 2024 | Sep 16, 2025 | 546 | Firm change after gap | Other |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | M•••••• M•••••••• F•••••••• M••••••••• I••• | Mar 10, 2017 |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | I•••••••••_WEALTH | Apr 18, 2012 | Mar 10, 2017 | no | SCOTTSDALE, AZ|PLEASANT HILLS, CA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jan 31, 2000 | Apr 26, 2012 | no | PLEASANT HILL, CA | Previous registration |
| I••••••••• A••••••• G•••• C••• | Former SEC adviser | Feb 19, 1998 | Oct 14, 2004 | no | WALNUT CREEK, CA | Previous registration |
| 0 |
| Firm change |
| Other |
| O•••• F•• I••• | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Apr 26, 2012 | Apr 18, 2012 | -8 | Firm change | Other |
| I••••••••• A••••••• G•••• C••• | O•••• F•• I••• | Oct 14, 2004 | Jan 31, 2000 | -1,718 | Firm change after gap | Other |