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ENVISION FINANCIAL TRANSPARENCY, LLC, CRD 297713
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| EMILY THERESE KEAGLE | n/a | Greensboro, NC | 8 | 25 | 2 | no |
| JONATHON PATRICK WELLS | n/a | GREENSBORO, NC | Mancelona, MI | 8 | 15 | 1 | no |
| ANTHONY JOSEPH MADONIA | n/a | GREENSBORO, NC | Des Plaines, IL | 8 | 30 | 1 | no |
| JOSHUA RYAN KEAGLE | n/a | GREENSBORO, NC | 8 | 18 | 2 | no |
| ALFRED LUIGI ROMANO | Personal Financial Specialist | GREENSBORO, NC | Salisbury, NH | 8 | 27 | 2 | no |
| JAMES R NICI | n/a | GREENSBORO, NC | Naples, FL | 8 | 15 | 1 | no |
| EVERETT RAY FERGUSON | Certified Financial Planner | Abilene, TX | GREENSBORO, NC | 8 | 45 | 1 | no |
| DANIEL WILLIAM DOHERTY | Personal Financial Specialist | Peabody, MA | GREENSBORO, NC | 8 | 28 | 1 | no |
| BERNARD LEO DONOHUE | Personal Financial Specialist | Wakefield, MA | GREENSBORO, NC | 8 | 26 | 1 | no |
| THOMAS JOSEPH GIARDINA | n/a | GREENSBORO, NC | Pittsfield, MA | 8 | 36 | 1 | no |
| WILLIAM JAMES BRESETT | n/a | GREENSBORO, NC | Pittsfield, MA | 8 | 38 | 1 | no |
| THOMAS ROBERT ROGERS | n/a | GREENSBORO, NC | Longwood, FL | 1 | 45 | 2 | no |
| THOMAS J. DELPUP | Certified Financial Planner | Rochester Hills, MI | 1 | 34 | 2 | no |
| STEVEN BANKLER | Personal Financial Specialist | SAN ANTONIO, TX | 1 | 49 | 2 | no |
| GINA ELIZABETH VALORZ | Personal Financial Specialist | San Antonio, TX | 1 | 30 | 2 | no |
| MICHAEL JON MACDONALD | n/a | DANVILLE, CA | 1 | 42 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KEAGLE, EMILY, THERESE | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | yes | 06/2018 | Jun 14, 2018 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALFRED ROMANO | n/a | n/a | n/a | Y | no | n/a |
| BERNARD DONOHUE | n/a | n/a | n/a | Y | no | n/a |
| CHARLES GILLIGAN | n/a | n/a | n/a | Y | no | n/a |
| DANIEL DOHERTY | n/a | n/a | n/a | Y | no | n/a |
| EVERETT RAY FERGUSON | n/a | n/a | n/a | Y | no | n/a |
| JAMES NICI | n/a | n/a | n/a | Y | no | n/a |
| THOMAS GIARDINA | n/a | n/a | n/a | Y | no | n/a |
| THOMAS ROGERS | n/a | n/a | n/a | Y | yes | n/a |
| WILLIAM BRESETT | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PLEASANT HILL | CA | United States | 2 | no |
| Pittsfield | Ma | United States | 2 | no |
| Longwood | FL | United States | 1 | no |
| Naples | FL | United States | 1 | no |
| Schaumburg | IL | United States | 1 | no |
| Peabody | Ma | United States | 1 | no |
| Wakefield | Ma | United States | 1 | no |
| Abilene | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $322M | $318M | 17 | 17 | 13 | n/a | n/a |
| 2024 | Mar 31, 2025 | $306M | $302M | 17 | 17 | 13 | n/a | n/a |
| 2023 | Feb 27, 2024 | $252M | $248M | 14 | 14 | 11 | n/a | n/a |
| 2022 | Mar 31, 2023 | $237M | $234M | 15 | 15 | 12 | n/a | n/a |
| 2021 | Mar 31, 2022 | $282M | $279M | 15 | 15 | 12 | n/a | n/a |
| 2020 | Apr 1, 2021 | $254M | $251M | 15 | 14 | 13 | n/a | n/a |
| 2019 | Mar 25, 2020 | $249M | $247M | 16 | 15 | 14 | n/a | n/a |
| 2018 | Mar 28, 2019 | $217M | $214M | 16 | 16 | 15 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 5 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $322M | $306M | 5.2% | $237M | 10.8% | 16 | 17 | 12 | 13 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ENLIGHTENED FINANCE LLC | 2 | Mar 14, 2025 | Mar 31, 2025 | SAN ANTONIO, TX | Team lift out | RIA to RIA | 50.0% |
| FINANCIAL TRANSPARENCY, LLC | 2 | Dec 18, 2018 | Jul 17, 2018 | GREENSBORO, NC | Team lift out | Other | 66.7% |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | 2 | Sep 4, 2018 | Jan 1, 2025 | LONGWOOD, FL | Team lift out | Other | 8.3% |
| TRUSTEE EMPOWERMENT & PROTECTION, INC. | 4 | Sep 4, 2018 | Jul 24, 2018 | PITTSFIELD, MA | Team lift out | Other | 16.7% |