DFX Intelligence

P•••••• D•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

P•••••• D•••• W•••

Advisor at W••••••••• A•••••••

Melville, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d507c34c-8f62-15e0-6f64-cf109d90fa3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Apr 10, 2026	n/a	yes	Melville, NY	Current employment
W••••••••• A•••••••	Former SEC adviser	Aug 30, 2021	Jun 2, 2026	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Jun 2, 2026	Apr 10, 2026	-53	Bulk transfer	RIA to RIA
S•• W•••••	W••••••••• A•••••••	Dec 24, 2019	Aug 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
133319:172832:NY:2019-09-18	Sep 18, 2019	Sep 23, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2021 to Jun 2, 2026factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Sep 23, 2019 to Dec 24, 2019factForm ADV
→ K•• P••••••••• A••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d507c34c-8f62-15e0-6f64-cf109d90fa3e
First observed: Jul 26, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.