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Advisor at COMMONWEALTH FINANCIAL NETWORK
Bloomington, MN | Shakopee, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 7, 2022 | n/a | yes | Bloomington, MN|Shakopee, MN | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jun 10, 2021 | Jul 20, 2022 | no | Spakopee, MN|ANAHEIM, CA|Shakopee, MN | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Mar 19, 2015 | May 2, 2019 | no | MINNEAPOLIS, MN | Previous registration |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | Aug 30, 2011 | Feb 19, 2015 | no | GREEN BAY, WI | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 17, 2009 | Jul 5, 2011 | no | ST PAUL, MN|Overland Park, KS|ST. LOUIS, MO|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | COMMONWEALTH FINANCIAL NETWORK | Jul 20, 2022 | Sep 7, 2022 | 49 | Firm change | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | CENTAURUS FINANCIAL, INC. | May 2, 2019 | Jun 10, 2021 | 770 | Firm change after gap | Ibd to ibd |
| ASSOCIATED INVESTMENT SERVICES, INC. | QUESTAR ASSET MANAGEMENT, INC. | Feb 19, 2015 | Mar 19, 2015 | 28 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | ASSOCIATED INVESTMENT SERVICES, INC. | Jul 5, 2011 | Aug 30, 2011 | 56 | Firm change | Other |