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CRD 150434
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| YANCEY TIGHE SEITZ | n/a | DALLAS, TX | 16 | 39 | 2 | no |
| ERIC JOHN MEYER | n/a | DALLAS, TX | 16 | 30 | 1 | no |
| STUART EDWARDS GREENFIELD | n/a | DALLAS, TX | 16 | 26 | 2 | no |
| KATHRYN ELIZABETH TUTT | n/a | DALLAS, TX | 16 | 28 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GREENFIELD, STUART, EDWARDS | MANAGING MEMBER | D | yes | 05/2009 | Jan 18, 2012 | Jan 16, 2024 |
| MEYER, ERIC, JOHN | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2009 | Feb 14, 2018 | Jan 16, 2024 |
| SEITZ, YANCEY, TIGHE | MANAGING MEMBER | D | yes | 05/2009 | Jan 18, 2012 | Jan 16, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 30, 2026 | $363M | $363M | 4 | 4 | 0 | n/a | n/a |
| 2024 | Jan 31, 2025 | $319M | $319M | 4 | 4 | 0 | n/a | n/a |
| 2023 | Jan 16, 2024 | $322M | $322M | 4 | 4 | 0 | n/a | n/a |
| 2022 | Feb 22, 2023 | $324M | $324M | 4 | 4 | 0 | n/a | n/a |
| 2021 | Feb 11, 2022 | $362M | $362M | 4 | 4 | 0 | n/a | n/a |
| 2020 | Feb 8, 2021 | $307M | $307M | 4 | 4 | 0 | n/a | n/a |
| 2019 | Mar 2, 2020 | $292M | $292M | 4 | 4 | 0 | n/a | n/a |
| 2018 | Jan 31, 2019 | $238M | $238M | 4 | 4 | 0 | n/a | n/a |
| 2017 | Feb 14, 2018 | $277M | $277M | 4 | 4 | 0 | n/a | n/a |
| 2016 | Mar 20, 2017 | $367M | $367M | 4 | 2 | n/a | n/a | n/a |
| 2015 | Feb 16, 2016 | $329M | $329M | 4 | 2 | n/a | n/a | n/a |
| 2014 | Jan 30, 2015 | $355M | $355M | 4 | 2 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $387M | $387M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Mar 1, 2013 | $335M | $335M | 4 | 2 | n/a | n/a | n/a |
| 2011 | Jan 18, 2012 | $308M | $308M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $363M | $319M | 13.9% | $324M | 3.9% | 4 | 4 | 0 | 0 |