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Advisor at GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | Independent wealth | Nov 9, 2009 | n/a | yes | DALLAS, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 6, 2005 | Sep 17, 2009 | no | DALLAS, TX|Dallas, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 1, 2002 | Mar 29, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | Sep 17, 2009 | Nov 9, 2009 | 53 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Mar 29, 2005 | Apr 6, 2005 | 8 | Firm change | Wirehouse to ibd |