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RIA / WealthAdvisorCertified Financial Planner12 years in industry

JOSE IGNACIO MARQUES

Advisor at MAI CAPITAL MANAGEMENT, LLC

Tallahassee, FL

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Search this name across graphsid dfx:ria:d522edbd-9a08-7503-6518-0289b2c8a3c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 30, 2013
First registration: Nov 1, 2013
Dual registered: no
Other names: JOSE IGNACIO MARQUES III|JOSE IGNACIO MARQUES|Jose Ignacio Marques
IAPD individual key: 5444170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 25, 2026	n/a	yes	Tallahassee, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 16, 2025	Oct 3, 2025	no	SPRINGFIELD, MA\|TALLAHASSEE, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 8, 2025	Apr 3, 2025	no	TALLAHASSEE, FL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jan 6, 2025	no	BOSTON, MA\|TALLAHASSEE, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 8, 2015	Jul 13, 2018	no	TAMPA, FL	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Nov 1, 2013	Sep 2, 2015	no	WINTER SPRINGS, FL\|Winter Park, FL\|TALLAHASSEE, FL\|Tallahassee, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	MAI CAPITAL MANAGEMENT, LLC	Oct 3, 2025	Feb 25, 2026	145	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	MML INVESTORS SERVICES, LLC	Apr 3, 2025	Jun 16, 2025	74	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	OSAIC WEALTH, INC.	Jan 6, 2025	Jan 8, 2025	2	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
PLANMEMBER SECURITIES CORPORATION	STRATEGIC ADVISERS LLC	Sep 2, 2015	Oct 8, 2015	36	Firm change	Other

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 25, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 16, 2025 to Oct 3, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 8, 2025 to Apr 3, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jan 6, 2025factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 8, 2015 to Jul 13, 2018factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 1, 2013 to Sep 2, 2015factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
Jose Ignacio Marques left Mml Investors Services, Llc for Mai Capital Management, Llc (registered 2026-02-25)
Form ADVobserved 5 days ago
Occurred
Apr 3, 2025
Advisor changed firm
Jose Ignacio Marques left Osaic Wealth, Inc. for Mml Investors Services, Llc (registered 2025-06-16)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Jose Ignacio Marques left Fidelity Personal And Workplace Advisors for Osaic Wealth, Inc. (registered 2025-01-08)
Form ADVobserved 5 days ago