DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jose Ignacio Marques

Mai Capital Management, LLCindependent RIATallahassee, FlIA-onlyIAPD 5444170

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jose Ignacio Marques III

At current firm

0 y

since Feb 25, 2026

In the industry

12 y

since Oct 30, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mai Capital Management, LLC independent RIA current
since Feb 25, 2026 · Tallahassee, Fl
MML Investors Services, LLC BD affiliated
Jun 16, 2025 to Oct 3, 2025 · Springfield, Ma
Osaic Wealth, Inc. BD affiliated
Jan 8, 2025 to Apr 3, 2025 · Tallahassee, Fl
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Jan 6, 2025 · Boston, Ma
Strategic Advisers LLC national BD
Oct 8, 2015 to Jul 13, 2018 · Tampa, Fl
Planmember Securities Corporation independent RIA
Nov 1, 2013 to Sep 2, 2015 · Winter Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Mai Capital Management, LLC
left Oct 3, 2025, registered Feb 25, 2026 (145 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Wealth, Inc. to MML Investors Services, LLC
left Apr 3, 2025, registered Jun 16, 2025 (74 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Osaic Wealth, Inc.
left Jan 6, 2025, registered Jan 8, 2025 (2 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Planmember Securities Corporation to Strategic Advisers LLC
left Sep 2, 2015, registered Oct 8, 2015 (36 days) · Other

Signals

Jose Ignacio Marques left Mml Investors Services, Llc for Mai Capital Management, Llc (registered 2026-02-25)
Oct 3, 2025 · Advisor changed firm · fact
Jose Ignacio Marques left Osaic Wealth, Inc. for Mml Investors Services, Llc (registered 2025-06-16)
Apr 3, 2025 · Advisor changed firm · fact
Jose Ignacio Marques left Fidelity Personal And Workplace Advisors for Osaic Wealth, Inc. (registered 2025-01-08)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address