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Advisor at JANNEY MONTGOMERY SCOTT LLC
Hudson, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 17, 2025 | n/a | yes | Hudson, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 16, 2009 | Nov 27, 2025 | no | HUDSON, OH|Clinton, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 28, 2005 | Jan 20, 2009 | no | AKRON, OH|AKRON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | JANNEY MONTGOMERY SCOTT LLC | Nov 27, 2025 | Nov 17, 2025 | -10 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jan 20, 2009 | Jan 16, 2009 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:463:OH:2025-11-26 | Nov 27, 2025 | Nov 17, 2025 | CLINTON, OH | Firm change |