DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• F•••• A•••••••
LAKE OSWEGO, OR | WEST LINN, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jan 5, 2024 | n/a | yes | LAKE OSWEGO, OR|WEST LINN, OR | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jan 4, 2024 | no | MOLALLA, OR|VANCOUVER, WA|OREGON CITY, OR|CLACKAMAS, OR|MILWAUKIE, OR|LAKE OSWEGO, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Jan 4, 2024 | Jan 5, 2024 | 1 | Channel change | Wirehouse to wirehouse |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| W•••• F•••• I••••••••• L•• | n/a | Sep 8, 2008 | Jan 3, 2011 | no | CLACKAMAS, OR|OREGON CITY, OR|PORTLAND, OR | Previous registration |
| P••••••• • C•••••• | Former SEC adviser | Sep 15, 2004 | Oct 10, 2008 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| P••••••• • C•••••• | W•••• F•••• I••••••••• L•• | Oct 10, 2008 | Sep 8, 2008 | -32 | Firm change after gap | Other |