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Advisor at MONARCH WEALTH STRATEGIES
Santa Maria, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONARCH WEALTH STRATEGIES | Independent wealth | Oct 13, 2020 | n/a | yes | Santa Maria, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 22, 2020 | Dec 15, 2020 | no | SANTA MARIA, CA|SANTA MARIA, CA|SANTA MARIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MONARCH WEALTH STRATEGIES | Dec 15, 2020 | Oct 13, 2020 | -63 | Firm change after gap | Ibd to RIA |