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MERCATOR INVESTMENT MANAGEMENT LLC, CRD 296809
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MERCATOR LLC | Member | E | yes | 03/2018 | May 11, 2018 | Feb 21, 2024 |
| VAN CALOEN, HERVE, M | Owner | E | yes | 03/2012 | May 11, 2018 | Feb 21, 2024 |
| VAN CALOEN, HERVE, M | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2018 | May 11, 2018 | Feb 21, 2024 |
| Schmitz, Joel, Christopher | CHIEF COMPLIANCE OFFICER | Na | no | 03/2022 | Mar 17, 2022 | Feb 21, 2024 |
| VAN CALOEN, ELIZABETH, JEAN | Owner | C | no | 03/2012 | May 11, 2018 | Feb 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 3, 2026 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2023 | Feb 21, 2024 | $23.0M | $23.0M | 5 | 1 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $21.0M | $21.0M | 5 | 1 | 0 | n/a | n/a |
| 2021 | Mar 17, 2022 | $57.8M | $57.8M | 4 | 4 | 0 | n/a | n/a |
| 2020 | Mar 11, 2021 | $34.9M | $34.9M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $12.7M | $12.7M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Mar 31, 2019 | $5.4M | $5.4M | 2 | 2 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | n/a | n/a | $21.0M | n/a | 2 | n/a | 0 | n/a |