DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••••••• I••••••••• M•••••••••

No RAUM reportedCRD 296809SEC 801-113422websiteIAPD
Legal name M••••••• I••••••••• M••••••••• L••
Latest filing Apr 3, 2026
First filing on the tape May 11, 2018 · 13 filings
SEC status approved since Jun 11, 2018
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$0 as of Apr 3, 2026
Mar 31, 2019$5.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 3, 2026
Mar 31, 20190 then
Employees (5.A)2 as of Apr 3, 2026
Mar 31, 20192 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V•• C•••••• H••••• M• · Chief Executive Officercontrol
        since 10/2018 · owns less than 5%
      • V•• C•••••• H••••• M• · Ownercontrol
        since 03/2012 · owns 75% or more of M••••••• L••
      • S••••••• J•••• C••••••••• · Chief Compliance Officer
        since 03/2022 · owns less than 5%
      • V•• C•••••• E••••••••• J••• · Owner
        since 03/2012 · owns 25% to 50% of M••••••• L••
      Entity owners
      • M••••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 0
        Feb 21, 2024 to May 1, 2025
      • Employees · 5 to 2
        Feb 21, 2024 to May 1, 2025
      • Financial planning clients · 0 to 0
        Feb 21, 2024 to May 1, 2025
      • HQ city · unset to
        Feb 21, 2024 to May 1, 2025
      • HQ state · unset to
        Feb 21, 2024 to May 1, 2025
      • Discretionary RAUM · $23.0M to $0
        Feb 21, 2024 to May 1, 2025
      • RAUM · $23.0M to $0
        Feb 21, 2024 to May 1, 2025
      • Discretionary RAUM · $21.0M to $23.0M
        Mar 29, 2023 to Feb 21, 2024
      • RAUM · $21.0M to $23.0M
        Mar 29, 2023 to Feb 21, 2024
      • Advisory employees · 4 to 1
        Mar 17, 2022 to Mar 29, 2023
      • Employees · 4 to 5
        Mar 17, 2022 to Mar 29, 2023
      • Discretionary RAUM · $57.8M to $21.0M
        Mar 17, 2022 to Mar 29, 2023
      • RAUM · $57.8M to $21.0M
        Mar 17, 2022 to Mar 29, 2023
      • Advisory employees · 1 to 4
        Nov 24, 2021 to Mar 17, 2022
      • Employees · 2 to 4
        Nov 24, 2021 to Mar 17, 2022
      • Discretionary RAUM · $34.9M to $57.8M
        Nov 24, 2021 to Mar 17, 2022
      • RAUM · $34.9M to $57.8M
        Nov 24, 2021 to Mar 17, 2022
      • Employees · 1 to 2
        Mar 11, 2021 to Nov 24, 2021
      • Discretionary RAUM · $12.7M to $34.9M
        Jul 17, 2020 to Mar 11, 2021
      • RAUM · $12.7M to $34.9M
        Jul 17, 2020 to Mar 11, 2021
      • Advisory employees · 2 to 1
        Mar 31, 2019 to Mar 26, 2020
      • Employees · 2 to 1
        Mar 31, 2019 to Mar 26, 2020
      • Discretionary RAUM · $5.4M to $12.7M
        Mar 31, 2019 to Mar 26, 2020
      • RAUM · $5.4M to $12.7M
        Mar 31, 2019 to Mar 26, 2020
      • Accounts · 0 to 1
        Oct 18, 2018 to Mar 31, 2019
      • Advisory employees · 1 to 2
        Oct 18, 2018 to Mar 31, 2019
      • Employees · 3 to 2
        Oct 18, 2018 to Mar 31, 2019
      • Other offices · 1 to 0
        Oct 18, 2018 to Mar 31, 2019
      • Discretionary RAUM · $0 to $5.4M
        Oct 18, 2018 to Mar 31, 2019
      • RAUM · $0 to $5.4M
        Oct 18, 2018 to Mar 31, 2019
      • Advisory employees · 2 to 1
        May 24, 2018 to Oct 18, 2018
      • Employees · 4 to 3
        May 24, 2018 to Oct 18, 2018
      • Insurance-licensed employees · 1 to 0
        May 24, 2018 to Oct 18, 2018
      • HQ city · PHOENIX to unset
        May 24, 2018 to Oct 18, 2018
      • HQ state · AZ to unset
        May 24, 2018 to Oct 18, 2018
      • Related adviser · true to false
        May 24, 2018 to Oct 18, 2018
      • Related insurance company · true to false
        May 24, 2018 to Oct 18, 2018
      Signals
      1 dated events
      • M••••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)
        May 11, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      646 764 4769reportedpublic record, Form ADV, Apr 3, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026