DFX Intelligence

J•••••••• D• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

J•••••••• D• C••••

Advisor at F•••••••• C••••••••• G••••

Dallas, TX | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:d53d3d63-6e16-22d9-d7a9-3b45b74d9e0c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C••••••••• G••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C••••••••• G••••	Institutional manager	Jun 25, 2024	n/a	yes	Dallas, TX\|GREENWOOD VILLAGE, CO	Current employment
C••• S••••• C••••••••• I•••	Former SEC adviser	Feb 22, 2024	Jul 16, 2024	no	GREENWOOD VILLAGE, CO\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• S••••• C••••••••• I•••	F•••••••• C••••••••• G••••	Jul 16, 2024	Jun 25, 2024	-21	Channel change	Other
M••••••• A•••••••• L••	C••• S••••• C••••••••• I•••	Dec 31, 2013	Feb 22, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
112829:149122:TX:2024-07-16	Jul 16, 2024	Jun 25, 2024	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ F•••••••• C••••••••• G••••Registered adviserregistration: current employment
Jun 25, 2024 to presentfactForm ADV
→ C••• S••••• C••••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2024 to Jul 16, 2024factForm ADV
→ M••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2012 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d53d3d63-6e16-22d9-d7a9-3b45b74d9e0c
First observed: Nov 12, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.