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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Orchard Park, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 2, 2024 | n/a | yes | Orchard Park, NY | Current employment |
| MOLLOT & HARDY, INC. | Independent wealth | Jan 11, 2024 | May 7, 2024 | no | AMHERST, NY | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | May 3, 2024 | no | AMHERST, NY | Previous registration |
| MOLLOT & HARDY, INC. | Independent wealth | May 17, 2023 | Dec 31, 2023 | no | AMHERST, NY | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 1, 2010 | Nov 3, 2023 | no | AMHERST, NY | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 27, 2004 | Aug 16, 2006 | no | EAST AMHERST, NY|FAIRPORT, NY|EAST AMHERST, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOLLOT & HARDY, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 7, 2024 | May 2, 2024 | -5 | Firm change | RIA to ibd |
| OSAIC WEALTH, INC. | MOLLOT & HARDY, INC. | May 3, 2024 | Jan 11, 2024 | -113 | Firm change after gap | Ibd to RIA |
| MOLLOT & HARDY, INC. | OSAIC WEALTH, INC. | Dec 31, 2023 | Nov 3, 2023 | -58 | Firm change after gap | RIA to ibd |
| FSC SECURITIES CORPORATION | MOLLOT & HARDY, INC. | Nov 3, 2023 | May 17, 2023 | -170 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | FSC SECURITIES CORPORATION | Aug 16, 2006 | Feb 1, 2010 | 1,265 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128377:23131:NY:2023-12-31 | Dec 31, 2023 | Nov 3, 2023 | AMHERST, NY | Firm change after gap |
| 7461:128377:NY:2023-11-03 | Nov 3, 2023 | May 17, 2023 | AMHERST, NY | Firm change after gap |