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Advisor at RBC CAPITAL MARKETS, LLC
FRANKLIN, TN | Brush Creek, TN | Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 17, 2018 | n/a | yes | Nashville, TN|FRANKLIN, TN|Brush Creek, TN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 28, 2008 | Jul 20, 2018 | no | NASHVILLE, TN|TEMPE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 20, 2003 | Jul 30, 2008 | no | MESA, AZ|GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Jul 20, 2018 | Jul 17, 2018 | -3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 30, 2008 | Jul 28, 2008 | -2 | Firm change | Wirehouse to wirehouse |