DFX Intelligence

M•••••• B•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

M•••••• B•••••• O•••••

Advisor at L••••• F••••••••• I•••

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F••••••••• I•••	Bd affiliated wealth	Aug 11, 2015	n/a	yes	PALM BEACH GARDENS, FL	Current employment
J•• C•••••• A•••••••• L••	Former SEC adviser	Oct 20, 2014	Aug 3, 2015	no	Palm Beach Gardens, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• C•••••• A•••••••• L••	L••••• F••••••••• I•••	Aug 3, 2015	Aug 11, 2015	8	Firm change	Other
R•• C•••••• M••••••• L••	J•• C•••••• A•••••••• L••	Oct 16, 2014	Oct 20, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
112097:17870:FL:2015-07-16	Aug 3, 2015	Aug 11, 2015	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ L••••• F••••••••• I•••Registered adviserregistration: current employment
Aug 11, 2015 to presentfactForm ADV
→ J•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2014 to Aug 3, 2015factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 9, 2009 to Oct 16, 2014factForm ADV
→ J• B• H•••••• • C••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.