DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Bernard Otoole
Feed of 09/14/2026
At current firm
11 y
since Aug 11, 2015
In the industry
42 y
since Jan 16, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lanark Financial, Inc. BD affiliated currentsince Aug 11, 2015 · Palm Beach Gardens, Fl
- Jhs Capital Advisors, LLC formerOct 20, 2014 to Aug 3, 2015 · Palm Beach Gardens, Fl
- RBC Capital Markets, LLC national BDOct 9, 2009 to Oct 16, 2014 · West Palm Beach, Fl
- J. B. Hanauer & Co. unclassifiedJun 18, 2003 to Oct 9, 2009 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Jhs Capital Advisors, LLC to Lanark Financial, Inc.left Aug 3, 2015, registered Aug 11, 2015 (8 days) · Other · moved with a team
- RBC Capital Markets, LLC to Jhs Capital Advisors, LLCleft Oct 16, 2014, registered Oct 20, 2014 (4 days) · Other
- J. B. Hanauer & Co. to RBC Capital Markets, LLCleft Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address