K••••• K•••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | Wesley Chapel, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d55769ed-5244-367b-794e-0978972a6d74

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jan 3, 2022	n/a	yes	SAN DIEGO, CA\|Wesley Chapel, FL	Current employment
B•••••••• A••••••• S•••••••• L••	No RAUM reported	May 14, 2021	Jan 3, 2022	no	Miami, FL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••• S•••••••• L••	K•••••••• W••••• A•••••••• L••	Jan 3, 2022	Jan 3, 2022	0	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	B•••••••• A••••••• S•••••••• L••	May 17, 2021	May 14, 2021

Relationships

Registered with (3)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 14, 2021 to Jan 3, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2015 to May 17, 2021factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
K••••• K••••• left B•••••••• A••••••• S•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2022-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d55769ed-5244-367b-794e-0978972a6d74
First observed: Sep 2, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.