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RIA / WealthAdvisor15 years in industry

AL J DOSS-CARTER

Advisor at APPLIED WEALTH MANAGEMENT

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:d560c4a5-caaf-053f-8a09-1b9e9f429136

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APPLIED WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 8, 2010
First registration: Nov 14, 2012
Dual registered: no
Other names: JERMAINE CARTER|AL JERMAINE DOSS CARTER|AL JERMAINE DOSS-CARTER|JERMAINE CARTER|AL J DOSS CARTER
IAPD individual key: 5779064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APPLIED WEALTH MANAGEMENT	State registered	Mar 31, 2026	n/a	yes	BAKERSFIELD, CA	Current employment
APPLIED WEALTH MANAGEMENT	State registered	Apr 29, 2022	Jan 6, 2024	no	BAKERSFIELD, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 7, 2019	May 24, 2022	no	Bakersfield, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|ENCINO, CA\|SAN DIEGO, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 30, 2013	May 10, 2019	no	Los Angeles, CA\|WOODLAND HILLS, CA\|Bakersfield, CA\|Los Angeles, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 14, 2012	Jun 25, 2013	no	BAKERSFIELD, CA\|LOS ANGELES, CA\|WOODLAND HLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	APPLIED WEALTH MANAGEMENT	May 24, 2022	Apr 29, 2022	-25	Firm change	Ibd to state RIA
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	May 10, 2019	May 7, 2019	-3	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Jun 25, 2013	Jul 30, 2013	35	Firm change	Other

Relationships

Registered with (4)

→ APPLIED WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 29, 2022 to Jan 6, 2024factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 7, 2019 to May 24, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 30, 2013 to May 10, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 14, 2012 to Jun 25, 2013factForm ADV

Dated events

Occurred
May 24, 2022
Advisor changed firm
Al J Doss-Carter left Park Avenue Securities Llc for Applied Wealth Management (registered 2022-04-29)
Form ADVobserved 6 days ago