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Registered advisor
A• J• D•••••••••
Feed of 09/14/2026
Also filed as Jermaine Carter
At current firm
0 y
since Mar 31, 2026
In the industry
15 y
since Oct 8, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• W••••• M••••••••• state registered currentsince Mar 31, 2026 · Bakersfield, Ca
- A•••••• W••••• M••••••••• state registeredApr 29, 2022 to Jan 6, 2024 · Bakersfield, Ca
- P••• A••••• S••••••••• L•• BD affiliatedMay 7, 2019 to May 24, 2022 · Bakersfield, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 30, 2013 to May 10, 2019 · Los Angeles, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 14, 2012 to Jun 25, 2013 · Bakersfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to A•••••• W••••• M•••••••••left May 24, 2022, registered Apr 29, 2022 (-25 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left May 10, 2019, registered May 7, 2019 (-3 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Jun 25, 2013, registered Jul 30, 2013 (35 days) · Other
Signals
- A• J• D••••••••• left P••• A••••• S••••••••• L•• for A•••••• W••••• M••••••••• (registered 2022-04-29)May 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address