DFX Intelligence

Data Factory

C••••••• D•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••••• D•••• R••••

Advisor at C••••••••• S••••••••• L••

OVERLAND PARK, KS | Overland Park, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d56a7591-6165-a303-fd70-5ad5bccf1a11

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Aug 26, 2024	n/a	yes	OVERLAND PARK, KS\|Overland Park, KS	Current employment
C••••••••• S••••••••• L••	Bd affiliated wealth	Aug 26, 2024	n/a	yes	OVERLAND PARK, KS\|OVERLAND PARK, KS\|Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	C••••••••• W•••••• L••	Sep 6, 2022	Aug 26, 2024	720	Firm change after gap	Ibd to RIA
V•• A••••••• S•••••••	C••••••••• S••••••••• L••	Nov 11, 2016	Feb 3, 2017

Relationships

Registered with (3)

→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 3, 2017 to Sep 6, 2022factForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 29, 2012 to Nov 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d56a7591-6165-a303-fd70-5ad5bccf1a11
First observed: Mar 29, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.