DFX Intelligence

G•••• A••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

G•••• A••• B•••••••

Advisor at S••••• F••••••••• L••

BROOKLYN, NY | TOMS RIVER, NJ

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 3, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jan 2, 2025	n/a	yes	TOMS RIVER, NJ\|BROOKLYN, NY	Current employment
B•• S••••••••• I•••	Independent wealth	Mar 8, 2012	Mar 2, 2015	no	WESTFIELD, NJ\|CHERRY HILL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• A•••••••• L••	B•• S••••••••• I•••	Feb 7, 2025	Mar 8, 2012	-4,719	Firm change after gap	Other
B•• S••••••••• I•••	S••••• F••••••••• L••	Mar 2, 2015	Jan 2, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
152347:70:NJ:2025-02-07	Feb 7, 2025	Mar 8, 2012	MOUNTAINSIDE, NJ	Firm change after gap
70:299322:NJ:2015-03-02	Mar 2, 2015	Jan 2, 2025	CHERRY HILL, NJ	Firm change after gap

Relationships

Registered with (4)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ G•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 15, 2010 to Feb 7, 2025factForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2012 to Mar 2, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
7 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 3, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.