DFX Intelligence

K••• A••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

K••• A••• H••••••

Advisor at W•••• F•••• A•••••••

GARDEN CITY, KS

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Search this name across graphsid dfx:ria:d5827464-f22a-46cc-60c6-0c9c45ca81f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 26, 2016	n/a	yes	GARDEN CITY, KS	Current employment
C••••••• B•••••••• S•••••••• I••	Former SEC adviser	Aug 13, 2003	Oct 26, 2016	no	ST. LOUIS, MO\|GARDEN CITY, KS\|ST LOUIS, MO\|KANSAS CITY, MO\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• S•••••••• I••	W•••• F•••• A•••••••	Oct 26, 2016	Oct 26, 2016	0	Firm change	Other
M••• S••••• A•••••••• L••	C••••••• B•••••••• S•••••••• I••	Jul 11, 2003	Aug 13, 2003

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 26, 2016 to presentfactForm ADV
→ C••••••• B•••••••• S•••••••• I••Registered adviserregistration: previous registration
Aug 13, 2003 to Oct 26, 2016factForm ADV
→ M••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2000 to Jul 11, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5827464-f22a-46cc-60c6-0c9c45ca81f2
First observed: Aug 28, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.