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Advisor at AXIS WEALTH PARTNERS, LLC
EAST PROVIDENCE, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AXIS WEALTH PARTNERS, LLC | Independent wealth | Nov 20, 2020 | n/a | yes | EAST PROVIDENCE, RI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 7, 2000 | Dec 2, 2020 | no | WARWICK, RI|CRANSTON, RI|WARWICK, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | AXIS WEALTH PARTNERS, LLC | Dec 2, 2020 | Nov 20, 2020 | -12 | Firm change | Ibd to RIA |