DFX Intelligence

Data Factory

RIA / WealthAdvisor14 years in industry

YU LI

Advisor at MADISON PARTNERS

LACEY, WA | MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d586a19a-1422-8644-0b03-fca6d12e793f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MADISON PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 21, 2014
First registration: Sep 21, 2017
Dual registered: no
Other names: Yu Li|Jason Li
IAPD individual key: 6314460

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MADISON PARTNERS	Independent wealth	Apr 17, 2026	n/a	yes	MADISON, WI\|LACEY, WA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 7, 2024	Mar 11, 2026	no	TACOMA, WA\|TACOMA, WA	Previous registration
PRIMARY ASSET MANAGEMENT, LLC	State registered	Sep 21, 2017	Dec 6, 2019	no	Lacey, WA\|NEW YORK, NY\|LACEY, WA\|Lacey, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MADISON PARTNERS	Mar 11, 2026	Apr 17, 2026	37	Firm change	Wirehouse to RIA
PRIMARY ASSET MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 6, 2019	May 7, 2024	1,614	Firm change after gap	Other

Relationships

Registered with (3)

→ MADISON PARTNERSRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 7, 2024 to Mar 11, 2026factForm ADV
→ PRIMARY ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 21, 2017 to Dec 6, 2019factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
Yu Li left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Madison Partners (registered 2026-04-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d586a19a-1422-8644-0b03-fca6d12e793f
First observed: Sep 21, 2017
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YU LI

Advisor at MADISON PARTNERS

LACEY, WA | MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d586a19a-1422-8644-0b03-fca6d12e793f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MADISON PARTNERS

Independent wealth

Apr 17, 2026

n/a

yes

MADISON, WI|LACEY, WA

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

May 7, 2024

Mar 11, 2026

TACOMA, WA|TACOMA, WA

Previous registration

PRIMARY ASSET MANAGEMENT, LLC

State registered

Sep 21, 2017

Dec 6, 2019

Lacey, WA|NEW YORK, NY|LACEY, WA|Lacey, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MADISON PARTNERS

Mar 11, 2026

Apr 17, 2026

Firm change

Wirehouse to RIA

PRIMARY ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 6, 2019

May 7, 2024

1,614

Firm change after gap

Other