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CRD 164728
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND IV, LP | Private Equity Fund | $1.1B | Mar 29, 2024 | 561 | Mar 31, 2022 | reported | 021-422122 |
| STAR MOUNTAIN DIVERSIFIED CREDIT INCOME FUND III, LP | Private Equity Fund | $713M | Mar 29, 2024 | 524 | Mar 29, 2019 | reported | 021-323142 |
| STAR MOUNTAIN LOWER MIDDLE-MARKET CAPITAL CORP. | Private Equity Fund | $342M | Jan 3, 2024 | 345 | Mar 31, 2023 | reported | n/a |
| STAR MOUNTAIN SBIC FUND, LP | Private Equity Fund | $305M | Mar 29, 2024 | 111 | Mar 31, 2021 | reported | 021-376702 |
| STAR MOUNTAIN U.S. LOWER MIDDLE-MARKET SECONDARY FUND II, LP | Private Equity Fund | $281M | Mar 29, 2024 | 169 | Mar 31, 2022 | reported | 021-409126 |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND V, LP | Private Equity Fund | $202M | Mar 29, 2024 | 51 | Mar 29, 2024 | reported | n/a |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II, LP | Private Equity Fund | $120M | Mar 29, 2024 | 153 | Mar 24, 2015 | reported | 021-265452 |
| STAR MOUNTAIN SMB MULTI-MANAGER CREDIT PLATFORM, LP | Private Equity Fund | $94.7M | Mar 29, 2024 | 6 | Mar 25, 2014 | reported | n/a |
| STAR MOUNTAIN - PA SMALL BUSINESS CO-INVESTMENT PLATFORM, LP | Private Equity Fund | $74.5M | Mar 29, 2024 | 2 | Jul 29, 2014 | reported | n/a |
| STAR MOUNTAIN CREDIT OPPORTUNITIES FUND, LP | Private Equity Fund | $72.9M | Mar 31, 2021 | 31 | Mar 30, 2020 | dropped | 021-348263 |
| STAR MOUNTAIN WHISTLER CO-INVESTMENT PLATFORM, LP | Private Equity Fund | $70.3M | Mar 29, 2024 | 1 | Mar 29, 2024 | reported | n/a |
| STAR MOUNTAIN PARTNERS FUND III, LLC | Private Equity Fund | $60.8M | Mar 29, 2024 | 94 | Mar 31, 2021 | reported | 021-376703 |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II-A, LP | Private Equity Fund | $57.5M | Mar 29, 2024 | 100 | Mar 29, 2018 | reported | 021-298377 |
| WWC SM PRIVATE CREDIT OPPORTUNITIES, LLC | Private Equity Fund | $49.9M | Mar 29, 2024 | 3 | Mar 29, 2024 | reported | 021-6042685 |
| STAR MOUNTAIN - SF CO-INVESTMENT PLATFORM, LP | Private Equity Fund | $36.8M | Mar 29, 2024 | 2 | Mar 24, 2015 | reported | n/a |
| STAR MOUNTAIN PARTNERS FUND IV, LLC | Private Equity Fund | $24.5M | Mar 29, 2024 | 37 | Mar 29, 2024 | reported | 021-498334 |
| STAR MOUNTAIN PARTNERS FUND II, LLC | Private Equity Fund | $15.5M | Mar 29, 2024 | 42 | Mar 23, 2017 | reported | 021-265454 |
| STAR MOUNTAIN - PA SMALL BUSINESS CO-INVESTMENT PLATFORM II, LP | Private Equity Fund | $15.3M | Mar 29, 2024 | 2 | Jul 29, 2014 | reported | n/a |
| STAR MOUNTAIN SBIC FUND PARTNERS, LLC | Private Equity Fund | $12.8M | Mar 29, 2024 | 28 | Mar 25, 2014 | reported | 021-240392 |
| STAR MOUNTAIN U.S. LOWER MIDDLE-MARKET SECONDARY FUND II, LP | Private Equity Fund | $3.4M | Mar 31, 2021 | 14 | Mar 31, 2021 | dropped | 021-376702 |
| STAR MOUNTAIN STIMULUS FUND, LP | Private Equity Fund | $3.0M | Mar 25, 2014 | 2 | Oct 26, 2012 | dropped | 021-1556510 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ERICSON, AUSTIN, SHAWN | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | Na | yes | 11/2022 | Nov 7, 2022 | Mar 29, 2024 |
| GIMBERT, CHRISTOPHER, JOHN | CHIEF FINANCIAL OFFICER | Na | yes | 09/2010 | Oct 26, 2012 | Mar 29, 2024 |
| HICKEY, BRETT, ALLAN | MANAGING MEMBER | Na | yes | 06/2010 | Oct 26, 2012 | Mar 29, 2024 |
| HICKEY, BRETT, ALLAN | MANAGER / SOLE MEMBER | E | yes | 04/2009 | Oct 26, 2012 | Mar 29, 2024 |
| HICKEY, BRETT, ALLAN | Owner | E | yes | 12/2023 | Oct 26, 2012 | Mar 29, 2024 |
| PARAS, STEPHEN, BASIL | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | Na | yes | 03/2021 | Mar 31, 2021 | Mar 29, 2024 |
| POLIS, JOHN, WILLIAM | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | Na | yes | 01/2017 | Mar 31, 2021 | Mar 29, 2024 |
| STAR MOUNTAIN CAPITAL, LLC | LIMITED PARTNER | E | yes | 12/2023 | Oct 26, 2012 | Mar 29, 2024 |
| STAR MOUNTAIN HOLDINGS, LLC | GENERAL PARTNER | F | yes | 12/2023 | Jan 3, 2024 | Mar 29, 2024 |
| STAR MOUNTAIN HOLDINGS, LP | MANAGER / SOLE MEMBER | E | yes | 06/2010 | Jan 3, 2024 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STAR MOUNTAIN - PA SMALL BUSINESS CO-INVESTMENT PLATFORM GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN - SF CO-INVESTMENT PLATFORM GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN DIVERSIFIED CREDIT INCOME FUND III GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS ACCESS FUND II-A GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN SBIC FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN SMB MULTI-MANAGER CREDIT PLATFORM GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND IV GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN STRATEGIC CREDIT INCOME FUND V GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN U.S. LOWER MIDDLE-MARKET SECONDARY FUND II GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| STAR MOUNTAIN WHISTLER CO-INVESTMENT PLATFORM GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 2 | no |
| Greenwich | Ct | United States | 1 | no |
| Jacksonville | FL | United States | 1 | no |
| WEST PALM BEACH | FL | United States | 1 | no |
| Atlanta | Ga | United States | 1 | no |
| Chicago | IL | United States | 1 | no |
| Cleveland | Oh | United States | 1 | no |
| Philadelphia | Pa | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| Dallas | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.2B | $3.7B | 121 | 22 | 10 | 22 | n/a |
| 2024 | Mar 28, 2025 | $4.0B | $3.4B | 83 | 25 | 10 | 21 | n/a |
| 2023 | Mar 29, 2024 | $3.9B | $3.3B | 69 | 69 | 10 | 17 | $3.3B |
| 2022 | Mar 31, 2023 | $3.2B | $2.7B | 65 | 65 | 9 | 14 | $2.9B |
| 2021 | Mar 31, 2022 | $2.3B | $1.7B | 63 | 63 | 7 | 13 | $1.8B |
| 2020 | Mar 31, 2021 | $1.4B | $921M | 50 | 50 | 6 | 13 | $1.2B |
| 2019 | Mar 30, 2020 | $1.1B | $695M | 37 | 37 | 3 | 10 | $951M |
| 2018 | Mar 29, 2019 | $695M | $349M | 38 | 38 | 0 | 9 | $401M |
| 2017 | Mar 29, 2018 | $453M | $184M | 20 | 20 | 1 | 8 | $265M |
| 2016 | Mar 23, 2017 | $363M | $104M | 20 | 17 | n/a | 7 | $179M |
| 2015 | Mar 23, 2016 | $507M | $52.0M | 17 | 17 | n/a | 6 | $307M |
| 2014 | Mar 24, 2015 | $490M | $37.0M | 11 | 11 | n/a | 6 | $290M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.2B | $4.0B | 5.5% | $3.2B | 9.4% | 121 | 83 | 10 | 10 |