DFX Intelligence

A••••• L•••••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••••• L•••••• A•••••••••

Advisor at C••••• F•••••••• N••••••• L••

DRAPER, UT

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Search this name across graphsid dfx:ria:d5b2c308-e615-4394-b740-976afe37bb28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• N••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• N••••••• L••	Independent wealth	Aug 16, 2024	n/a	yes	DRAPER, UT	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Aug 21, 2020	Jun 3, 2022	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	C••••• F•••••••• N••••••• L••	Jun 3, 2022	Aug 16, 2024	805	Firm change after gap	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Nov 5, 2018

Relationships

Registered with (3)

→ C••••• F•••••••• N••••••• L••Registered adviserregistration: current employment
Aug 16, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Aug 21, 2020 to Jun 3, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 21, 2017 to Nov 5, 2018factForm ADV

Dated events

Occurred
Jun 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5b2c308-e615-4394-b740-976afe37bb28
First observed: Feb 21, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.