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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 24, 2023 | n/a | yes | NAPLES, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 17, 2017 | Jul 25, 2023 | no | MONTCLAIR, NJ|NAPLES, FL|Naples, FL|NAPLES, FL|NAPLES, FL|NAPLES, FL|NAPLES, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 11, 2015 | Aug 28, 2017 | no | WAYNE, NJ|BUTLER, NJ|BUTLER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 25, 2023 | Jul 24, 2023 | -1 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Aug 28, 2017 | Aug 17, 2017 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:NJ:2017-08-28 | Aug 28, 2017 | Aug 17, 2017 | BUTLER, NJ | Firm change |