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Advisor at WELLS FARGO ADVISORS
ANNAPOLIS, MD | ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 9, 2005 | n/a | yes | ANNAPOLIS, MD|ROCHESTER, NY | Current employment |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | May 16, 2003 | Jan 6, 2006 | no | ANNAPOLIS, MD | Previous registration |
| SCARBOROUGH RETIREMENT SERVICES, LLC | n/a | Sep 30, 2002 | May 20, 2003 | no | ANNAPOLIS, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Oct 9, 1997 | Nov 1, 2002 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGG MASON WOOD WALKER, INCORPORATED | WELLS FARGO ADVISORS | Jan 6, 2006 | Dec 9, 2005 | -28 | Firm change | Other |
| SCARBOROUGH RETIREMENT SERVICES, LLC | LEGG MASON WOOD WALKER, INCORPORATED | May 20, 2003 | May 16, 2003 | -4 | Firm change | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | SCARBOROUGH RETIREMENT SERVICES, LLC | Nov 1, 2002 | Sep 30, 2002 | -32 | Firm change after gap | Other |