DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••••• W••••• A•••••••• L••
L•••••••••, IL | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• W••••• A•••••••• L•• | Independent wealth | Oct 16, 2012 | n/a | yes | L•••••••••, IL|Sarasota, FL | Current employment |
| L••••••••• F•••••••• G••••• L••• | n/a | Nov 11, 2005 | Jan 26, 2011 | no | L•••••••••, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | L••••••••• F•••••••• G••••• L••• | Nov 27, 2012 | Nov 11, 2005 | -2,573 | Firm change after gap | Other |
| L••••••••• F•••••••• G••••• L••• | I•••••••• W••••• A•••••••• L•• | Jan 26, 2011 | Oct 16, 2012 |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 29, 2005 | Nov 27, 2012 | no | L•••••••••, IL|L•••••••••, IL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 4, 1999 | Apr 29, 2005 | no | L•••••••••, IL | Previous registration |
| 629 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Apr 29, 2005 | Apr 29, 2005 | 0 | Firm change | Other |