DFX Intelligence

D••••• D•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner12 years in industry

D••••• D•••• G••••••

Advisor at W••••••••• R••••••••• A•••••••

ALISO VIEJO, CA | South Jordan, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5c4824f-bf53-7be6-7cbc-09f05c883579

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Nov 20, 2023	n/a	yes	ALISO VIEJO, CA\|South Jordan, UT	Current employment
D•••••••• W••••• A•••••••• L••	Former SEC adviser	Jul 2, 2020	Sep 30, 2024	no	SOUTH JORDAN, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• W••••• A•••••••• L••	W••••••••• R••••••••• A•••••••	Sep 30, 2024	Nov 20, 2023	-315	Channel change	Other
M••••• S••••••	D•••••••• W••••• A•••••••• L••	Jul 6, 2020	Jul 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
286383:121254:UT:2024-09-30	Sep 30, 2024	Nov 20, 2023	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ D•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2020 to Sep 30, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 28, 2014 to Jul 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5c4824f-bf53-7be6-7cbc-09f05c883579
First observed: Aug 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.