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RIA / WealthPrivate fundhedge fund3(c)(7)fund of fundsdropped

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

advised by UBS OCONNOR LLC

Cayman Islands

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Search this name across graphsid dfx:ria:d5d5d386-33d2-97c9-60de-5e2c054dac76

Data as of Feb 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Feb 27, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: UBS OCONNOR LLCCRD 108754
Fund type: Hedge Fund
Latest reported GAV: $56.1Mgross asset value on Schedule D 7.B(1), as of 2013-02-27; never fund size
Peak reported GAV: $56.1M
Beneficial owners: 1
Minimum investment: $5.0M
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Form D file number: 021-142415an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Cayman Islands
First reported: Mar 29, 2012
Last reported: Feb 27, 2013fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-5233720510

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Feb 27, 2013	$56.1M	1	$5.0M	0.0%	yes	OCONNOR OPPORTUNISTIC STRATEGIES LIMITED
Nov 8, 2012	$56.1M	1	$5.0M	0.0%	yes	OCONNOR OPPORTUNISTIC STRATEGIES LIMITED
Aug 21, 2012	$56.1M	1	$5.0M	0.0%	yes	OCONNOR OPPORTUNISTIC STRATEGIES LIMITED
Mar 29, 2012	$56.1M	1	$5.0M	0.0%	yes	OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BARCLAYS BANK PLC	BARCLAYS BANK PLC	London	n/a	United Kingdom	no	n/a
BARCLAYS CAPITAL INC.	BARCLAYS CAPITAL INC.	NEW YORK	New York	United States	no	8-41342
BARCLAYS CAPITAL SECURITY LIMITED	BARCLAYS CAPITAL SECURITY LIMITED	London	n/a	United Kingdom	no	n/a
CITIGROUP GLOBAL MARKETS INC.	CITIGROUP GLOBAL MARKETS INC.	NEW YORK	New York	United States	no	8-8177
CREDIT SUISSE INTERNATIONAL	CREDIT SUISSE INTERNATIONAL	London	n/a	United Kingdom	no	n/a
CREDIT SUISSE SECURITIES (EUROPE) LIMITED	CREDIT SUISSE SECURITIES (EUROPE) LIMITED	London	n/a	United Kingdom	no	n/a
CREDIT SUISSE SECURITIES (USA) LLC	CREDIT SUISSE SECURITIES (USA) LLC	NEW YORK	New York	United States	no	8-422
J.P. MORGAN CLEARING CORP.	J.P. MORGAN CLEARING CORP.	Brooklyn	New York	United States	no	8-43724
J.P. MORGAN SECURITIES LLC	J.P. MORGAN SECURITIES LLC	NEW YORK	New York	United States	no	8-35008
THE BANK OF NEW YORK MELLON	THE BANK OF NEW YORK MELLON	LAKE MARY	Florida	United States	no	n/a
UBS FUND SERVICES (CAYMAN) LIMITED	UBS FUND SERVICES (CAYMAN) LIMITED	GEORGE TOWN	n/a	Cayman Islands	yes	n/a

Relationships

Advises (1)

← UBS OCONNOR LLCRegistered adviserHedge Fund, IA, no longer reported
Mar 29, 2012 to Feb 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5d5d386-33d2-97c9-60de-5e2c054dac76
First observed: Mar 29, 2012
Last observed: Feb 27, 2013 165 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

advised by UBS OCONNOR LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5d5d386-33d2-97c9-60de-5e2c054dac76

Data as of Feb 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Feb 27, 2013

$56.1M

$5.0M

0.0%

yes

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Nov 8, 2012

$56.1M

$5.0M

0.0%

yes

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Aug 21, 2012

$56.1M

$5.0M

0.0%

yes

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Mar 29, 2012

$56.1M

$5.0M

0.0%

yes

OCONNOR OPPORTUNISTIC STRATEGIES LIMITED

Custodian

Legal name

City

State

Country

Related person

SEC number

BARCLAYS BANK PLC

London

n/a

United Kingdom

n/a

BARCLAYS CAPITAL INC.

NEW YORK

New York

United States

8-41342

BARCLAYS CAPITAL SECURITY LIMITED

London

n/a

United Kingdom

n/a

CITIGROUP GLOBAL MARKETS INC.

NEW YORK

New York

United States

8-8177

CREDIT SUISSE INTERNATIONAL

London

n/a

United Kingdom

n/a

CREDIT SUISSE SECURITIES (EUROPE) LIMITED

London

n/a

United Kingdom

n/a

CREDIT SUISSE SECURITIES (USA) LLC

NEW YORK

New York

United States

8-422

J.P. MORGAN CLEARING CORP.

Brooklyn

New York

United States

8-43724

J.P. MORGAN SECURITIES LLC

NEW YORK

New York

United States

8-35008

THE BANK OF NEW YORK MELLON

LAKE MARY

Florida

United States

n/a

UBS FUND SERVICES (CAYMAN) LIMITED

GEORGE TOWN

n/a

Cayman Islands

yes

n/a