DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•••••• O••••••••• S••••••••• L••••••

Hedge Fundadvised byU•• O•••••• L••former805-5233720510no longer reportedIAPD
Gross asset value
$56.1M
as of Feb 27, 2013; not a fund size
Peak GAV
$56.1M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 29, 2012 to Feb 27, 2013
Reporting history
one row per Form ADV filing
Gross asset value$56.1M as of Feb 27, 2013
Mar 29, 2012$56.1M then
Owners1 as of Feb 27, 2013
Mar 29, 20121 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-142415reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Capital Inc.
    New York, New York
  • Barclays Capital Security Limited
    London, United Kingdom
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse International
    London, United Kingdom
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • J.P. Morgan Clearing Corp.
    Brooklyn, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • The Bank Of New York Mellon
    Lake Mary, Florida
  • UBS Fund Services (Cayman) Limited
    George Town, Cayman Islands · related person of the adviser
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons