DFX Intelligence

R•••••• A• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

R•••••• A• S••••••

Advisor at M•••• W••••• M••••••••• L••

NAPLES, FL

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Search this name across graphsid dfx:ria:d5d6cb82-2c69-e8a0-1ba3-f70d494ea20a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• M••••••••• L••	Independent wealth	May 31, 2022	n/a	yes	NAPLES, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 31, 2021	Jun 24, 2022	no	NAPLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••• W••••• M••••••••• L••	Jun 24, 2022	May 31, 2022	-24	Firm change	Wirehouse to new firm
C••••• I••••••••• A••••••• L••	W•••• F•••• A•••••••	Mar 17, 2021	Mar 31, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:319208:FL:2022-06-24	Jun 24, 2022	May 31, 2022	NAPLES, FL	Firm change

Relationships

Registered with (5)

→ M•••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 31, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2021 to Jun 24, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Mar 17, 2021factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Jun 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5d6cb82-2c69-e8a0-1ba3-f70d494ea20a
First observed: Jan 30, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.