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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Mark David Alarie

Advisor at STIRLINGSHIRE INVESTMENTS

NEW YORK, NY | Orlando, FL

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Search this name across graphsid dfx:ria:d5e26155-089e-aad7-b7c2-becc3f666e60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIRLINGSHIRE INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 4, 2016
First registration: Apr 4, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6571946

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIRLINGSHIRE INVESTMENTS	Independent wealth	Feb 2, 2024	n/a	yes	Orlando, FL\|NEW YORK, NY	Current employment
PRIMERICA ADVISORS	National bd RIA	Apr 27, 2020	Jan 17, 2024	no	ORLANDO, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 24, 2018	Nov 3, 2019	no	LAKE MARY, FL\|WINTER PARK, FL	Previous registration
EDWARD JONES	National bd RIA	Apr 4, 2016	Mar 21, 2018	no	Orlando, FL\|ST LOUIS, MO\|ORLANDO, FL\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIMERICA ADVISORS	STIRLINGSHIRE INVESTMENTS	Jan 17, 2024	Feb 2, 2024	16	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	PRIMERICA ADVISORS	Nov 3, 2019	Apr 27, 2020	176	Firm change	Ibd to ibd
EDWARD JONES	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2018	Apr 24, 2018	34	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STIRLINGSHIRE INVESTMENTSRegistered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Apr 27, 2020 to Jan 17, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 24, 2018 to Nov 3, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 4, 2016 to Mar 21, 2018factForm ADV

Dated events

Occurred
Jan 17, 2024
Advisor changed firm
Mark David Alarie left Primerica Advisors for Stirlingshire Investments (registered 2024-02-02)
Form ADVobserved 4 days ago