DFX Intelligence

R•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••••• W••••••••

Advisor at I••••••••• W••••• S••••••••• L••

YORK, PA

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Search this name across graphsid dfx:ria:d5e72a33-4bcf-53a5-9764-ee4b46825413

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• S••••••••• L••	Former SEC adviser	Jan 31, 2025	n/a	yes	YORK, PA	Current employment
T•••• W•••••	Independent wealth	Sep 12, 2022	Feb 4, 2025	no	SHREWSBURY, PA\|HIGH POINT, NC\|YORK, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	I••••••••• W••••• S••••••••• L••	Feb 4, 2025	Jan 31, 2025	-4	Firm change	RIA to RIA
P•••••••• A•••••••	T•••• W•••••	Sep 13, 2022	Sep 12, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
320643:334422:PA:2025-02-04	Feb 4, 2025	Jan 31, 2025	YORK, PA	Firm change
10111:320643:PA:2022-09-13	Sep 13, 2022	Sep 12, 2022	YORK, PA	Firm change

Relationships

Registered with (3)

→ I••••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Sep 12, 2022 to Feb 4, 2025factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Sep 13, 2022factForm ADV

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
R•••••• W•••••••• left T•••• W••••• for I••••••••• W••••• S••••••••• L•• (registered 2025-01-31)
Form ADVobserved 7 days ago
Occurred
Sep 13, 2022
Advisor changed firm
R•••••• W•••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5e72a33-4bcf-53a5-9764-ee4b46825413
First observed: Dec 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.