RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W••••••••
- I••••••••• W••••• S••••••••• L•• former currentsince Jan 31, 2025 · York, Pa
- T•••• W••••• independent RIASep 12, 2022 to Feb 4, 2025 · Shrewsbury, Pa
- P•••••••• A••••••• national BDDec 16, 2015 to Sep 13, 2022 · Shrewsbury, Pa
- T•••• W••••• to I••••••••• W••••• S••••••••• L••left Feb 4, 2025, registered Jan 31, 2025 (-4 days) · RIA to RIA · moved with a team
- P•••••••• A••••••• to T•••• W•••••left Sep 13, 2022, registered Sep 12, 2022 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••• W•••••••• left T•••• W••••• for I••••••••• W••••• S••••••••• L•• (registered 2025-01-31)Feb 4, 2025 · Advisor changed firm · fact
- R•••••• W•••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-12)Sep 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address