DFX Intelligence

N••••• M•••••••• P••••••• I••••• L•: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundprivate equity fund3(c)(7)dropped

N••••• M•••••••• P••••••• I••••• L•

advised by APOGEM CAPITAL LLC

Delaware, United States

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Search this name across graphsid dfx:ria:d5f1966d-016c-029b-b634-5f763d3215b1

Data as of Jun 19, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Mar 28, 2013 to Jun 19, 2020
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••• M•••••••• P••••••• I••••• L•

Private equity fund · shared adv fund id

Private Creditidentity

N••••• M•••••••• P••••••• I••••• L•

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: APOGEM CAPITAL LLCCRD 309234
Fund type: Private Equity Fund
Latest reported GAV: $31.4M••• Locked
Peak reported GAV: $80.1M
Beneficial owners: 2
Minimum investment: $10.0M
Owned by the adviser: 100%
Owned by funds of funds: 0%
Owned by non-US persons: 9900%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jun 19, 2020

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
B•• M•••••	B••• O• N•• Y•••	NEW Y•••	New York	United States	no	n/a

Relationships

Advises (1)

← APOGEM CAPITAL LLCRegistered adviserPrivate Equity Fund, IA, no longer reported
Mar 28, 2013 to Jun 19, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5f1966d-016c-029b-b634-5f763d3215b1
First observed: Mar 28, 2013
Last observed: Jun 19, 2020 76 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.