D••• M• P•••••

Advisor at E••••• J••••

Virginia Beach, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 4, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 20, 2026	n/a	yes	Virginia Beach, VA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 18, 2023	Dec 17, 2025	no	Norfolk, VA\|Norfolk, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E••••• J••••	Dec 17, 2025	Jan 20, 2026	34	Firm change	Wirehouse to ibd
O•••• F•• I•••	J••• M••••• S••••••••• L••	Jan 9, 2023	Jan 18, 2023

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 18, 2023 to Dec 17, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 23, 2012 to Jan 9, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Dec 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 17, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.