DFX Intelligence

K••••••• A•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

K••••••• A•• H••••••

Advisor at D•••••••• A••••••• S•••••••• L••

BURLINGTON, MA | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:d5fe162d-637f-5030-4ceb-f9dfa8ba15aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 27, 2025	n/a	yes	BURLINGTON, MA\|SOUTH JORDAN, UT	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Apr 14, 2008	Nov 4, 2025	no	WALTHAM, MA\|WOBURN, MA\|BURLINGTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	D•••••••• A••••••• S•••••••• L••	Nov 4, 2025	Oct 27, 2025	-8	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110826:326060:MA:2025-11-04	Nov 4, 2025	Oct 27, 2025	BURLINGTON, MA	Firm change

Relationships

Registered with (2)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 14, 2008 to Nov 4, 2025factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
K••••••• A•• H•••••• left E•••• S••••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2025-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5fe162d-637f-5030-4ceb-f9dfa8ba15aa
First observed: Apr 14, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.