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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

JLB & ASSOCIATES INC

CRD 104655

PLYMOUTH, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d600bb88-e7c9-a4e1-4b9d-d59a57766d03

Data as of Apr 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2012 to Apr 3, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $893MItem 5.F on the latest filing (2026-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $838M
Private client RAUM: $893MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $298Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 550
Individual clients: 127
High net worth clients: 164
SEC number: 801-19434
CIK: 1085227
CRD: 104655
Filings on the tape: 26
First filed: Jan 23, 2012
Latest filed: Apr 3, 2026
Organised: Corporation, MI
Website: jlbinvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER RALPH SZYDLOWSKI	Chartered Financial Analyst	PLYMOUTH, MI	16	28	n/a	no
JAMES EDWARD BASHAW	n/a	PLYMOUTH, MI	15	39	n/a	no
TYLER JAMES BASHAW	n/a	PLYMOUTH, MI	7	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BASHAW, DOROTHY, ELVA	Treasurer	Na	yes	08/1993	Jan 23, 2012	Jan 22, 2024
BASHAW, JAMES, EDWARD	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	09/2017	Jan 23, 2012	Jan 22, 2024
SZYDLOWSKI, CHRISTOPHER, RALPH	SENIOR VICE PRESIDENT	Na	yes	09/2017	Jan 30, 2013	Jan 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TRAVERSE CITY	Mi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 3, 2026	$893M	$838M	4	3	2	n/a	n/a
2024	Feb 6, 2025	$848M	$848M	5	3	1	n/a	n/a
2023	Jan 22, 2024	$823M	$823M	5	3	1	n/a	n/a
2022	Feb 17, 2023	$738M	$738M	5	3	1	n/a	n/a
2021	Feb 1, 2022	$824M	$824M	5	3	0	n/a	n/a
2020	Feb 12, 2021	$715M	$715M	5	3	0	n/a	n/a
2019	Feb 27, 2020	$631M	$631M	5	3	0	n/a	n/a
2018	Feb 25, 2019	$483M	$483M	5	3	0	n/a	n/a
2017	Mar 22, 2018	$500M	$500M	4	3	0	n/a	n/a
2016	Jan 25, 2017	$423M	$423M	3	3	n/a	n/a	n/a
2015	Jan 28, 2016	$376M	$376M	3	3	n/a	n/a	n/a
2014	Jan 23, 2015	$350M	$350M	3	3	n/a	n/a	n/a
2013	Jan 31, 2014	$294M	$294M	3	3	n/a	n/a	n/a
2012	Jan 22, 2013	$440M	$440M	3	3	n/a	n/a	n/a
2011	Jan 23, 2012	$393M	$393M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$893M	$848M	5.2%	$738M	6.5%	4	5	2	1

Relationships

Registered with (3)

← TYLER JAMES BASHAWAdvisorregistration: current employment
Mar 28, 2019 to presentfactForm ADV
← JAMES EDWARD BASHAWAdvisorregistration: current employment
Nov 12, 2010 to presentfactForm ADV
← CHRISTOPHER RALPH SZYDLOWSKIAdvisorregistration: current employment
Aug 25, 2010 to presentfactForm ADV

Controls (3)

← BASHAW, JAMES, EDWARDOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 23, 2012 to Jan 22, 2024factForm ADV
← SZYDLOWSKI, CHRISTOPHER, RALPHOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Jan 30, 2013 to Jan 22, 2024factForm ADV
← BASHAW, DOROTHY, ELVAOwnerTREASURER, ownership code NA, individual
Jan 23, 2012 to Jan 22, 2024factForm ADV

Dated events

Occurred
Feb 27, 2020
Regulatory AUM changed
Jlb & Associates Inc reported RAUM $631.4M, up 31% from $483.1M (2019-02-25 to 2020-02-27)
Form ADVobserved 5 days ago
$148M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d600bb88-e7c9-a4e1-4b9d-d59a57766d03
First observed: Jan 23, 2012
Last observed: Apr 3, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JLB & ASSOCIATES INC

CRD 104655

PLYMOUTH, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d600bb88-e7c9-a4e1-4b9d-d59a57766d03

Data as of Apr 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER RALPH SZYDLOWSKI

Chartered Financial Analyst

PLYMOUTH, MI

n/a

JAMES EDWARD BASHAW

n/a

PLYMOUTH, MI

n/a

TYLER JAMES BASHAW

n/a

PLYMOUTH, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BASHAW, DOROTHY, ELVA

Treasurer

yes

08/1993

Jan 23, 2012

Jan 22, 2024

BASHAW, JAMES, EDWARD

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

09/2017

Jan 23, 2012

Jan 22, 2024

SZYDLOWSKI, CHRISTOPHER, RALPH

SENIOR VICE PRESIDENT

yes

09/2017

Jan 30, 2013

Jan 22, 2024

City

State

Country

Employees

Also broker-dealer

TRAVERSE CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 3, 2026

$893M

$838M

n/a

2024

Feb 6, 2025

$848M

n/a

2023

Jan 22, 2024

$823M

n/a

2022

Feb 17, 2023

$738M

n/a

2021

Feb 1, 2022

$824M

n/a

2020

Feb 12, 2021

$715M

n/a

2019

Feb 27, 2020

$631M

n/a

2018

Feb 25, 2019

$483M

n/a

2017

Mar 22, 2018

$500M

n/a

2016

Jan 25, 2017

$423M

n/a

2015

Jan 28, 2016

$376M

n/a

2014

Jan 23, 2015

$350M

n/a

2013

Jan 31, 2014

$294M

n/a

2012

Jan 22, 2013

$440M

n/a

2011

Jan 23, 2012

$393M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$893M

$848M

5.2%

$738M

6.5%