DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• • A••••••••• I••
Latest filing Apr 3, 2026
First filing on the tape Jan 23, 2012 · 26 filings
SEC status approved since Jul 27, 1983
RAUM
$893M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$893M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$298M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$893M as of Apr 3, 2026
Jan 23, 2012$393M then
HNW client RAUM$830M as of Apr 3, 2026
Mar 22, 2018$412M then
State-registered IARs (5.B.3)3 as of Apr 3, 2026
Jan 22, 20133 then
Employees (5.A)4 as of Apr 3, 2026
Jan 22, 20133 then
Private funds: no history
RAUM +5.2% over the last fiscal year+6.5% a year over threeIARs 3 to 3offices 1 to 2
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $298MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$830M93%
- Individuals$63.2M7.1%
- Individual clients
- 127reported
- HNW clients
- 164reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 550reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• R•••• S•••••••••Chartered Financial Analyst | Plymouth, Mi | Aug 25, 2010 | 28 y | 0 |
| J•••• E••••• B••••• | Plymouth, Mi | Nov 12, 2010 | 39 y | 0 |
| T•••• J•••• B••••• | Plymouth, Mi | Mar 28, 2019 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••••• E••• · Treasurercontrolsince 08/1993 · owns less than 5%
- B•••••• J••••• E••••• · President, Chief Compliance Officercontrolsince 09/2017 · owns 75% or more
- S••••••••• C••••••••• R•••• · Senior Vice Presidentcontrolsince 09/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Traverse City, MI1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Apr 3, 2026RAUM per registered advisor of $297,562,972 against a peer median of $106,287,903 (1262 comparable advisers, 99.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $500M to $1B (1,262) · 99% percentile
- account count surgeChange between filings · filing Apr 3, 2026accounts (Item 5.F.2.f) moved from 304.0 to 550.0 (+81.0%) between the annual amendments of 2025-02-06 and 2026-04-03; the peer median change was +6.0% (1256 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 304 to 550Nov 14, 2025 to Mar 25, 2026
- HNW clients · 205 to 164Nov 14, 2025 to Mar 25, 2026
- Individual clients · 99 to 127Nov 14, 2025 to Mar 25, 2026
- Employees · 5 to 4Nov 14, 2025 to Mar 25, 2026
- Other offices · 1 to 2Nov 14, 2025 to Mar 25, 2026
- Discretionary RAUM · $848M to $838MNov 14, 2025 to Mar 25, 2026
- HNW RAUM · $817M to $830MNov 14, 2025 to Mar 25, 2026
- Individual RAUM · $31.2M to $63.2MNov 14, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $0 to $54.4MNov 14, 2025 to Mar 25, 2026
- RAUM · $848M to $893MNov 14, 2025 to Mar 25, 2026
- Accounts · 305 to 304Jan 22, 2024 to Feb 6, 2025
- HNW clients · 198 to 205Jan 22, 2024 to Feb 6, 2025
- Individual clients · 107 to 99Jan 22, 2024 to Feb 6, 2025
- Financial planning clients · unset to Jan 22, 2024 to Feb 6, 2025
- Discretionary RAUM · $823M to $848MJan 22, 2024 to Feb 6, 2025
- HNW RAUM · $785M to $817MJan 22, 2024 to Feb 6, 2025
- Individual RAUM · $38.4M to $31.2MJan 22, 2024 to Feb 6, 2025
- RAUM · $823M to $848MJan 22, 2024 to Feb 6, 2025
- Accounts · 294 to 305Feb 17, 2023 to Jan 22, 2024
- HNW clients · 188 to 198Feb 17, 2023 to Jan 22, 2024
- Individual clients · 114 to 107Feb 17, 2023 to Jan 22, 2024
- Pension plan clients · 2.0 to unsetFeb 17, 2023 to Jan 22, 2024
- Discretionary RAUM · $738M to $823MFeb 17, 2023 to Jan 22, 2024
- HNW RAUM · $660M to $785MFeb 17, 2023 to Jan 22, 2024
- Individual RAUM · $40.5M to $38.4MFeb 17, 2023 to Jan 22, 2024
- Pension RAUM · 37901479.0 to unsetFeb 17, 2023 to Jan 22, 2024
- RAUM · $738M to $823MFeb 17, 2023 to Jan 22, 2024
- Accounts · 297 to 294Mar 15, 2022 to Feb 17, 2023
- HNW clients · 192 to 188Mar 15, 2022 to Feb 17, 2023
- Individual clients · 103 to 114Mar 15, 2022 to Feb 17, 2023
- Other offices · 0 to 1Mar 15, 2022 to Feb 17, 2023
- Discretionary RAUM · $824M to $738MMar 15, 2022 to Feb 17, 2023
- HNW RAUM · $745M to $660MMar 15, 2022 to Feb 17, 2023
- Individual RAUM · $37.9M to $40.5MMar 15, 2022 to Feb 17, 2023
- Pension RAUM · $41.6M to $37.9MMar 15, 2022 to Feb 17, 2023
- RAUM · $824M to $738MMar 15, 2022 to Feb 17, 2023
- Accounts · 281 to 297Feb 12, 2021 to Feb 1, 2022
- Corporate clients · 1.0 to unsetFeb 12, 2021 to Feb 1, 2022
- HNW clients · 172 to 192Feb 12, 2021 to Feb 1, 2022
- Individual clients · 106 to 103Feb 12, 2021 to Feb 1, 2022
Signals
1 dated events
- J•• • A••••••••• I•• reported RAUM $631.4M, up 31% from $483.1M (2019-02-25 to 2020-02-27)Feb 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c••@j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-454-9191reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-454-9194reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- w••.j••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 734-454-9191reportedpublic record, Form ADV, Apr 3, 2026
- Contact form
- j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- j••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $298Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026