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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ANTHONY SMITH ADVISORS, INC.

CRD 125730

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d60110d9-3454-d506-3b6d-15e60ce5e7e2

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2012 to Mar 14, 2019
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $234MItem 5.F on the latest filing (2019-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $213M
Private client RAUM: $234MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 515
Individual clients: 92
High net worth clients: 69
Custody, client assets: $172M
SEC number: 801-67771
CRD: 125730
Filings on the tape: 14
First filed: Mar 26, 2012
Latest filed: Mar 14, 2019
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, JULIA, ANN	VICE PRESIDENT/DIRECTOR/SHAREHOLDER	B	yes	12/2012	Mar 22, 2013	Mar 14, 2019
LEVERT, THOMAS, EUGENE	TREASURER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER	A	yes	12/2012	Mar 22, 2013	Mar 14, 2019
MCCARTHY, JENNIFER, ROSE	SECRETARY/VICE PRESIDENT/DIRECTOR/SHAREHOLDER	B	yes	07/2018	Mar 14, 2019	Mar 14, 2019
SMITH, ANTHONY, CLARKE	PRESIDENT/DIRECTOR/SHAREHOLDER	D	yes	05/1994	Mar 26, 2012	Mar 14, 2019
SMITH, SCOTT, THOMAS	Shareholder	B	no	12/2012	Mar 22, 2013	Mar 14, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANTHONY C. SMITH, ATTORNEY AT LAW	n/a	n/a	n/a	N	yes	n/a
JULIA DAVIS	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 14, 2019	$234M	$213M	11	9	0	n/a	n/a
2017	Mar 14, 2018	$217M	$205M	10	8	0	n/a	n/a
2016	Mar 13, 2017	$305M	$184M	12	10	n/a	n/a	n/a
2015	Feb 23, 2016	$283M	$167M	9	8	n/a	n/a	n/a
2014	Mar 26, 2015	$298M	$167M	11	9	n/a	n/a	n/a
2013	Mar 12, 2014	$222M	$105M	11	11	n/a	n/a	n/a
2012	Mar 22, 2013	$189M	$82.3M	8	8	n/a	n/a	n/a
2011	Mar 26, 2012	$181M	$79.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$234M	$217M	8.1%	$283M	-6.1%	11	10	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PATTON ALBERTSON MILLER GROUP, LLC	3	Apr 5, 2019	Apr 5, 2019	ATLANTA, GA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← SMITH, ANTHONY, CLARKEOwnerPRESIDENT/DIRECTOR/SHAREHOLDER, ownership code D, individual
Mar 26, 2012 to presentfactForm ADV
← MCCARTHY, JENNIFER, ROSEOwnerSECRETARY/VICE PRESIDENT/DIRECTOR/SHAREHOLDER, ownership code B, individual
Mar 14, 2019 to presentfactForm ADV
← DAVIS, JULIA, ANNOwnerVICE PRESIDENT/DIRECTOR/SHAREHOLDER, ownership code B, individual
Mar 22, 2013 to presentfactForm ADV
← LEVERT, THOMAS, EUGENEOwnerTREASURER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 22, 2013 to presentfactForm ADV

Owns (1)

← SMITH, SCOTT, THOMASOwnerSHAREHOLDER, ownership code B, individual
Mar 22, 2013 to presentfactForm ADV

Moved with (1)

→ PATTON ALBERTSON MILLER GROUP, LLCRegistered adviser3 advisors, firm absorbed, same day
Apr 5, 2019 to Apr 5, 2019factForm ADV

Registered with (3)

← JENNIFER ROSE MCCARTHYAdvisorregistration: previous registration
Jan 16, 2018 to Apr 5, 2019factForm ADV
← CAROLYN LOUISE FLOURNOYAdvisorregistration: previous registration
Apr 11, 2013 to Apr 5, 2019factForm ADV
← Mariana Louise BattistaAdvisorregistration: previous registration
Jun 13, 2017 to Apr 5, 2019factForm ADV

Dated events

Occurred
Mar 14, 2019
Control person joined
Rose Jennifer Mccarthy (Secretary/Vice President/Director/Shareholder) appeared on Schedule A of Anthony Smith Advisors, Inc.
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d60110d9-3454-d506-3b6d-15e60ce5e7e2
First observed: Mar 26, 2012
Last observed: Mar 14, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANTHONY SMITH ADVISORS, INC.

CRD 125730

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d60110d9-3454-d506-3b6d-15e60ce5e7e2

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, JULIA, ANN

VICE PRESIDENT/DIRECTOR/SHAREHOLDER

yes

12/2012

Mar 22, 2013

Mar 14, 2019

LEVERT, THOMAS, EUGENE

TREASURER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER

yes

12/2012

Mar 22, 2013

Mar 14, 2019

MCCARTHY, JENNIFER, ROSE

SECRETARY/VICE PRESIDENT/DIRECTOR/SHAREHOLDER

yes

07/2018

Mar 14, 2019

SMITH, ANTHONY, CLARKE

PRESIDENT/DIRECTOR/SHAREHOLDER

yes

05/1994

Mar 26, 2012

Mar 14, 2019

SMITH, SCOTT, THOMAS

Shareholder

12/2012

Mar 22, 2013

Mar 14, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANTHONY C. SMITH, ATTORNEY AT LAW

n/a

yes

n/a

JULIA DAVIS

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 14, 2019

$234M

$213M

n/a

2017

Mar 14, 2018

$217M

$205M

n/a

2016

Mar 13, 2017

$305M

$184M

n/a

2015

Feb 23, 2016

$283M

$167M

n/a

2014

Mar 26, 2015

$298M

$167M

n/a

2013

Mar 12, 2014

$222M

$105M

n/a

2012

Mar 22, 2013

$189M

$82.3M

n/a

2011

Mar 26, 2012

$181M

$79.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$234M

$217M

8.1%

$283M

-6.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PATTON ALBERTSON MILLER GROUP, LLC

Apr 5, 2019

ATLANTA, GA

Firm absorbed

RIA to RIA

100.0%