DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 281558
CHATTANOOGA, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RACHEL SPENCER AYRES | Certified Financial Planner | Macon, GA | 8 | 15 | 2 | no |
| JAMES B. PATTON | n/a | CHATTANOOGA, TN | 8 | 20 | 2 | no |
| JOHN MARC ALBERTSON | Certified Financial Planner | Macon, GA | 8 | 25 | 3 | no |
| ROBERT DAVID MALOY | Certified Financial Planner | Macon, GA | 8 | 17 | 2 | no |
| FREDERICK ALONSO SUPAN | n/a | Chattanooga, TN | CHATTANOOGA, TN | 8 | 13 | 2 | no |
| JENNIFER ROSE MCCARTHY | Certified Financial Planner | Atlanta, GA | 7 | 29 | 1 | no |
| John Martin Adair | Chartered Financial Analyst | Atlanta, GA | 7 | 38 | n/a | no |
| Paige Garrison Kim | Certified Financial Planner | Atlanta, GA | 5 | 12 | n/a | no |
| William Riley Shannon | Certified Financial Planner | Atlanta, GA | 5 | 13 | n/a | no |
| STEPHEN CONNOR WILKINS | n/a | CHATTANOOGA, TN | 3 | 11 | 1 | no |
| Carly Weber Elliott | n/a | Macon, GA | 2 | 12 | n/a | no |
| Abby O'Quinn Herrera | n/a | Macon, GA | 2 | 11 | n/a | no |
| Colter A Parker | n/a | CHATTANOOGA, TN | 2 | 12 | n/a | no |
| JAMES CLAYTON PARKER | n/a | CHATTANOOGA, TN | 2 | 29 | 1 | no |
| Jacob Lawrence Barber | n/a | CHATTANOOGA, TN | 1 | 15 | n/a | no |
| THOMAS MARION SLATON | n/a | Atlanta, GA | Washington, GA | 0 | 37 | 2 | no |
| Barron Charles King | n/a | Macon, GA | 0 | 13 | 1 | no |
| Ethan Jeremiah Loppatto | n/a | Atlanta, GA | 0 | 10 | 2 | no |
| Logan Scott Holland | n/a | Macon, GA | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALBERTSON, JOHN, MARC | Partner | Na | yes | 10/2015 | Sep 14, 2026 | Sep 14, 2026 |
| FOCUS OPERATING, LLC | Member | E | yes | 10/2015 | Sep 14, 2026 | Sep 14, 2026 |
| MALOY, ROBERT, DAVID | Partner | Na | yes | 10/2015 | Sep 14, 2026 | Sep 14, 2026 |
| PARKER, JAMES, CLAYTON | Partner | Na | yes | 02/2023 | Sep 14, 2026 | Sep 14, 2026 |
| PATTON, JAMES, B. | Ceo | Na | yes | 04/2003 | Sep 14, 2026 | Sep 14, 2026 |
| PATTON, LISA, M | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2015 | Sep 14, 2026 | Sep 14, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 27, 2023 | Jul 11, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 26, 2023 | Jul 11, 2024 |
| FOCUS FINANCIAL PARTNERS, INC. | Member | E | yes | 07/2018 | Sep 27, 2023 | Jul 11, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Mar 16, 2018 | Jul 11, 2024 |
| MCCARTHY, JENNIFER, ROSE | Partner | A | no | 01/2021 | Sep 14, 2026 | Sep 14, 2026 |
| SUPAN, FREDERICK, ALONSO | Partner | Na | no | 01/2024 | Sep 14, 2026 | Sep 14, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Macon | Ga | United States | 4 | no |
| Atlanta | Ga | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $1.7B | $1.7B | 23 | 16 | 4 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.5B | $1.5B | 22 | 15 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.3B | $1.3B | 23 | 16 | 2 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.0B | $1.0B | 23 | 13 | 2 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.2B | $1.2B | 22 | 14 | 2 | n/a | n/a |
| 2020 | Mar 26, 2021 | $871M | $866M | 25 | 15 | 2 | n/a | n/a |
| 2019 | Mar 19, 2020 | $822M | $811M | 25 | 14 | 2 | n/a | n/a |
| 2018 | Mar 22, 2019 | $459M | $459M | 13 | 7 | 2 | n/a | n/a |
| 2017 | Mar 16, 2018 | $494M | $487M | 15 | 9 | 3 | n/a | n/a |
| 2016 | Mar 24, 2017 | $502M | $492M | 15 | 9 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $493M | $481M | 17 | 10 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 4 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 8.8% | $1.0B | 17.3% | 23 | 22 | 4 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ANTHONY SMITH ADVISORS, INC. | 3 | Apr 5, 2019 | Apr 5, 2019 | ATLANTA, GA | Firm absorbed | RIA to RIA | 100.0% |
| PATTON ALBERTSON & MILLER LLC | 5 | Nov 30, 2015 | Dec 4, 2015 | MACON, GA | Firm absorbed | Other | 62.5% |
| PATTON ALBERTSON & MILLER LLC | 3 | Nov 30, 2015 | Nov 30, 2015 | CHATTANOOGA, TN | Channel change | Other | 37.5% |